MAM: Audit Response: Evidence Procedures
ISA: Not stated
Module: operations.audit.hawks
Mission
This programme is an ABI module with its own agent and Nexus app. Production tooling for each sub-solution is not built yet. The list below is the mission contract from the digested catalog.
Sub-solutions (9)
HAWKS.AutoRecogDocType Auto-Recognition (3 tasks) · ML (supervised: document classification)HAWKS.AutoMapDBdoc Auto-Mapping (4 tasks) · ML + Raw LLM (column header mapping)HAWKS.ReadExtractRead & Extract at Scale (4 tasks) · Agentic LLM + RAG + OCRHAWKS.SummarizeRead, Describe & Summarize (3 tasks) · Raw LLM (generative)HAWKS.MatchReconcileMatch & Reconcile (5 tasks) · ML (matching) + Deterministic AlgorithmHAWKS.CompareCompare & Bridge (3 tasks) · Raw LLM (semantic diff) + Deterministic AlgorithmHAWKS.DetectDetect, Challenge & Criticize (Compliance) (4 tasks) · Agentic LLM + Regulatory RAGHAWKS.MonitorMonitor, Review & Next Best Action (3 tasks) · Agentic LLM + Rule EngineHAWKS.VisionVision / Image Recognition (2 tasks) · Computer Vision: ML (supervised)
Task-skill pairs (31)
| ID | Sub-solution | Task | Skill |
|---|---|---|---|
| HAR-01 | HAWKS.AutoRecog | Classify each received document into its document type (invoice, contract, bank statement, payroll, confirmation, report, etc.) | DocumentClassifierSkill |
| HAR-02 | HAWKS.AutoRecog | Assess document quality and readability (scan quality, completeness, language) | DocumentQualityAssessorSkill |
| HAR-03 | HAWKS.AutoRecog | Route classified documents to the appropriate downstream HAWKS processing module | DocumentRouterSkill |
| HAM-01 | HAWKS.AutoMap | Ingest and parse ERP/IPE extract files (CSV, Excel, XML) and identify field structure | ExtractParserSkill |
| HAM-02 | HAWKS.AutoMap | Semantically match ERP field names/headers to standard audit template field names | SemanticColumnMapperSkill |
| HAM-03 | HAWKS.AutoMap | Assess data quality of mapped fields (null rates, value range checks, format compliance, duplicate detection) | DataQualityAssessorSkill |
| HAM-04 | HAWKS.AutoMap | Produce a field-by-field mapping documentation for audit file traceability | MappingDocumenterSkill |
| HRE-01 | HAWKS.ReadExtract | Route each document to the appropriate extraction template based on its classified type | ExtractionRouterSkill |
| HRE-02 | HAWKS.ReadExtract | Extract structured data fields from documents (amounts, dates, parties, account numbers, conditions, key clauses) | FieldExtractorSkill |
| HRE-03 | HAWKS.ReadExtract | Score confidence of each extracted field and flag low-confidence extractions for auditor review | ConfidenceScorerSkill |
| HRE-04 | HAWKS.ReadExtract | Aggregate extracted data from multiple documents into a structured database for downstream analysis | ExtractionAggregatorSkill |
| HS-01 | HAWKS.Summarize | Generate an executive summary of a long document, capturing the main points relevant to the audit | AuditFocusSummarizerSkill |
| HS-02 | HAWKS.Summarize | Identify and extract key provisions, conditions and obligations from contracts for auditor attention | ClauseSpotterSkill |
| HS-03 | HAWKS.Summarize | Produce a structured document description for inclusion in the working paper (document type, parties, date, key terms, audit relevance) | DocumentDescriptorSkill |
| HMR-01 | HAWKS.MatchReconcile | Perform 3-way matching (purchase order × goods receipt × supplier invoice) across structured datasets | ThreeWayMatcherSkill |
| HMR-02 | HAWKS.MatchReconcile | Perform source-to-contract (S2C) reconciliation: verify invoiced amounts and terms against underlying contracts | S2CReconcilerSkill |
| HMR-03 | HAWKS.MatchReconcile | Apply inventory equation reconciliation (opening stock + purchases − sales = closing stock) across the full population | InventoryEquationSkill |
| HMR-04 | HAWKS.MatchReconcile | Perform bank reconciliation (GL cash vs bank statement) across 100% of transactions where e-data is available | BankReconcilerSkill |
| HMR-05 | HAWKS.MatchReconcile | Apply fuzzy matching for items that do not match exactly (slight amount or date differences, reference format variations) | FuzzyMatcherSkill |
| HC-01 | HAWKS.Compare | Perform semantic diff of two versions of a text document (contract, note, report) to identify changed, added or removed passages | SemanticDiffSkill |
| HC-02 | HAWKS.Compare | Identify materially significant changes (e.g. revised payment terms, changed liability amounts, new disclosure language) vs cosmetic edits | MaterialityFilterSkill |
| HC-03 | HAWKS.Compare | Produce a numerical bridge between two versions of financial data (prior year → current year, draft → final FS) | NumericalBridgeSkill |
| HD-01 | HAWKS.Detect | Identify the applicable regulatory and standards framework for each document or account area under review | RegulationRetrieverSkill |
| HD-02 | HAWKS.Detect | Assess client document or accounting treatment against the applicable standards (accounting policy compliance, disclosure sufficiency) | ComplianceCheckerSkill |
| HD-03 | HAWKS.Detect | Check cross-document consistency (same figure reported consistently across multiple documents, same accounting policy applied consistently) | CrossDocConsistencySkill |
| HD-04 | HAWKS.Detect | Draft finding memo for each identified compliance gap or inconsistency | InconsistencyReporterSkill |
| HMon-01 | HAWKS.Monitor | Aggregate completion status across all HAWKS modules (AutoRecog, AutoMap, ReadExtract, MatchReconcile, Compare, Detect) into a unified procedure dashboard | StatusAggregatorSkill |
| HMon-02 | HAWKS.Monitor | Determine the next most impactful audit action based on current completion status, risk priority and available data | NBAEngineSkill |
| HMon-03 | HAWKS.Monitor | Generate draft procedure conclusions for each completed procedure for auditor review and sign-off | ConclusionDrafterSkill |
| HV-01 | HAWKS.Vision | Process video or image recordings of physical inventory counts and identify stock items | ItemRecognitionSkill |
| HV-02 | HAWKS.Vision | Reconcile visually counted quantities against client count records | VisualCountReconcilerSkill |